Preparation for Licensing Examinations

Licensing examinations are compulsory if you are seeking a career in a brokerage or securities firm. Exam preparation helps candidates pass their examinations on the first attempt so that they begin their new careers with their freshly attained qualifications. Knopman Marks Financial Training is a financial trading provider who will give you the Financial Industry Regulatory Authority, Inc. (FINRA) Series 65 prep tools and knowledge needed to pass your exam so that you can start your finance career.

FINRA Series 65 Exam

Licensed professionals who have passed the Series 65 exam are qualified to become certified investment advisers. This individual is aware of securities law pertaining to the state where he or she intends to practice and securities products. The exam tests the person’s knowledge of analysis, such as business information laws, economic factors, regulations, and guidelines, particularly in understanding prohibited, unethical business practices. The exam taker should also know the characteristics of investment vehicles and be knowledgeable on client investment recommendations and strategies.

Course packages range from basic to comprehensive, depending on your learning preferences. You can opt for individual instruction or rely on flash cards and video lectures. A complete package offers textbooks, practice exams, supplemental materials, virtual classes, access to an instructor, digital flash cards, mobile app access, and on-demand training. If you are unable to attend a class in person, you can choose online internet training or the mobile app to study and prepare for the exam at your convenience. You must be sponsored by a FINRA member firm in order to enroll in the course and register for the exam. Assuming you are working full time, you will likely need two to three weeks of series 65 prep so that you can read the study materials and another two to three weeks to complete the practice exams. It is recommended that you attend a live class, an online session, or a private instruction session about one to two weeks before your scheduled examination. If you study on your own prior to enrolling in the course, you may need less preparation time before you are ready.

Pass Your Exam and Become a Licensed Professional

Students are directed from when they begin their studies until they pass their required examinations. They can track their study progress through reading and practice exams. If the students have questions and need guidance, instructors are available to assist. Because the students are usually employed by a sponsoring firm, the learning programs are intended to be flexible to meet schedules and needs. Acquiring the license certifies the student is ready for a lengthy and successful career in finance because of the strong grasp of principles gained through the training.

Choosing the right series 24 exam prep service will ultimately garner the results you desire. Quality services have industry experience to back up the education provided. With comprehensive study guides and personal attention and support when needed, students are set up to succeed and pass the exams. Students expand their knowledge base and gain a solid grasp on the concepts. They also work with instructors throughout the entire process to make a determination on when the student is prepared and ready to take the actual exam.

Taryn Johnson is an avid writer. She loves all things about electronics and marketing. In a perfect world, Taryn would be writing from the beaches of Hawaii all day long.